Module

Regulation, risks and checks

4 lessons • 600 XP available

Lessons

1
Who regulates the law firm and what it can actually do to it
+150 XP
2
Client money rules as a balance sheet constraint
+150 XP
3
Professional indemnity insurance and the risk the market won't price
+150 XP
4
Money laundering, conflicts and the due-diligence checks that actually bite
+150 XP