Module

Regulation, compliance and checks

4 lessons • 600 XP available

Lessons

1
Decoding the regulatory perimeter for fund marketing
+150 XP
2
Financial promotion rules for performance and risk claims
+150 XP
3
Applying Consumer Duty and fair-treatment tests
+150 XP
4
Running the pre-launch marketing compliance sign-off
+150 XP
Regulation, compliance and checks — Asset & Wealth Management, MBA Training