Module

Regulation, compliance and checks

4 leçons • 600 XP à gagner

Leçons

1
Decoding the regulatory perimeter for fund marketing
+150 XP
2
Financial promotion rules for performance and risk claims
+150 XP
3
Applying Consumer Duty and fair-treatment tests
+150 XP
4
Running the pre-launch marketing compliance sign-off
+150 XP