Module
Regulation, major laws and compliance
Covers the regulators, capital rules, and compliance duties that constrain how banks operate.
5 lessons • 750 XP available
Lessons
1
The regulators who can shut your bank down
+150 XPIdentify the regulators with power to shut a bank down.
2
Basel and the capital rulebook in practice
+150 XPApply Basel capital rules in day-to-day practice.
3
KYC, AML and the cost of dirty money
+150 XPUnderstand KYC, AML, and the cost of dirty money.
4
Protecting the customer: conduct and fair treatment
+150 XPEnsure fair customer treatment and good conduct.
5
Building a compliance function that survives an audit
+150 XPBuild a compliance function that survives an audit.