Module
Regulation, major laws and compliance
5 lessons • 750 XP available
Lessons
1
The regulatory map: who actually governs an asset manager
+150 XP2
The investment company and advisers acts in practice
+150 XP3
MiFID II and UCITS: how Europe reshaped the business
+150 XP4
AML, KYC and the sanctions regime you can't ignore
+150 XP5
Building the compliance function that keeps you licensed
+150 XP