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Verticales/Asset & Wealth Management/Asset & Wealth Management: how the sector works/Regulation, major laws and compliance
Module

Regulation, major laws and compliance

5 leçons • 750 XP à gagner

Leçons

1
The regulatory map: who actually governs an asset manager
+150 XP
2
The investment company and advisers acts in practice
+150 XP
3
MiFID II and UCITS: how Europe reshaped the business
+150 XP
4
AML, KYC and the sanctions regime you can't ignore
+150 XP
5
Building the compliance function that keeps you licensed
+150 XP
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